SFC Licences of WANG Buyun Jacob 王步云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 16 September 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 August 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 August 2021 | |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 18 May 2021 | 16 June 2021 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 23 April 2021 | 16 June 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 03 May 2018 | 29 January 2021 |