SFC Licences of WANG Buyun Jacob 王步云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 16 September 2021
CLSA Limited 中信里昂證券有限公司
RE 1 04 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 04 August 2021
China Everbright Capital Limited 中國光大融資有限公司
RE 1 18 May 2021 16 June 2021
China Everbright Capital Limited 中國光大融資有限公司
RE 6 23 April 2021 16 June 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 03 May 2018 29 January 2021