SFC Licences of ZHANG Chaofan 張超帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 08 December 2021 | 11 November 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 17 November 2021 | 11 November 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 17 November 2021 | 11 November 2022 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 13 August 2020 | 24 September 2021 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 August 2020 | 24 September 2021 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 04 September 2019 | 06 May 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 27 August 2019 | 06 May 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 April 2018 | 09 August 2019 |