SFC Licences of LAU Man Ying 劉敏瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 18 May 2021 | 24 March 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 06 June 2019 | 30 September 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 June 2019 | 30 September 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 June 2019 | 30 September 2020 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 May 2018 | 10 April 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 May 2018 | 10 April 2019 |