SFC Licences of LAU Man Ying 劉敏瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 18 May 2021 24 March 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 06 June 2019 30 September 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 06 June 2019 30 September 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 06 June 2019 30 September 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 04 May 2018 10 April 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 May 2018 10 April 2019