SFC Licences of GUO Yuxiang 郭宇翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 30 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 22 June 2021 | 15 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 June 2021 | 15 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 June 2021 | 15 October 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 January 2021 | 30 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 January 2021 | 30 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 January 2021 | 30 April 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 21 December 2020 | 30 April 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 23 April 2018 | 26 November 2020 |