SFC Licences of LI Xiaofan 李晓凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 9 | 06 July 2021 | |
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 4 | 06 July 2021 | |
| BIL Wealth Management Limited 盧銀資產管理有限公司 | RE | 1 | 25 June 2021 | |
| Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 | RE | 2 | 29 January 2021 | 11 June 2021 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 29 January 2021 | 11 June 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 31 May 2018 | 24 December 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 April 2018 | 24 December 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 April 2018 | 24 December 2020 |