SFC Licences of SO Yat Wa 蘇日華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 28 May 2018 | 16 July 2021 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 28 May 2018 | 16 July 2021 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 28 May 2018 | 16 July 2021 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 5 | 28 May 2018 | 16 July 2021 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 28 May 2018 | 16 July 2021 |