SFC Licences of KWOK Tai-Yip 郭大業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 April 2018 | 25 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 April 2018 | 25 July 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 26 April 2018 | 25 July 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 26 April 2018 | 25 July 2018 |
| Merrill Lynch Far East Limited | RE | 4 | 26 April 2018 | 25 July 2018 |
| Merrill Lynch Far East Limited | RE | 6 | 26 April 2018 | 25 July 2018 |