SFC Licences of MISHRA Rishi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AS Capital Limited | RO | 1 | 24 October 2023 | |
| AS Capital Limited | RE | 1 | 18 November 2022 | 24 October 2023 |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 18 February 2021 | 22 April 2022 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 18 February 2021 | 22 April 2022 |
| GFI (HK) Securities L.L.C. | RE | 1 | 26 April 2018 | 27 November 2020 |
| GFI (HK) Securities L.L.C. | RE | 7 | 26 April 2018 | 27 November 2020 |