SFC Licences of CHAN Ming Lai 陳明麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 30 March 2022 | |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 30 March 2022 | |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 2 | 02 June 2021 | 14 January 2022 |
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RE | 1 | 14 December 2020 | 14 January 2022 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 03 May 2018 | 21 November 2020 |