SFC Licences of YASUI Katsuhiko 安井克彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 1 | 12 June 2018 | 31 July 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 2 | 12 June 2018 | 31 July 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 4 | 12 June 2018 | 31 July 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 5 | 12 June 2018 | 31 July 2020 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RO | 6 | 12 June 2018 | 31 July 2020 |