SFC Licences of ZHANG Tianqing 張天擎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 18 May 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 18 May 2021 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 04 December 2020 | 10 February 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 04 December 2020 | 10 February 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 May 2018 | 08 May 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 May 2018 | 08 May 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 May 2018 | 08 May 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 May 2018 | 08 May 2020 |