SFC Licences of GU Ziqiao 谷子樵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Capstone Capital Management Limited 頂石資產管理有限公司	RO	9	20 December 2023
Capstone Capital Management Limited 頂石資產管理有限公司	RO	4	20 December 2023
Capstone Capital Management Limited 頂石資產管理有限公司	RE	9	22 November 2023	20 December 2023
Capstone Capital Management Limited 頂石資產管理有限公司	RE	4	22 November 2023	20 December 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RO	9	10 November 2022	13 March 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RO	4	10 November 2022	13 March 2023
TFI Asset Management Limited 天風國際資產管理有限公司	RE	9	13 September 2022	10 November 2022
TFI Asset Management Limited 天風國際資產管理有限公司	RE	4	13 September 2022	10 November 2022
Valuable Asset Management Limited 華盛資產管理有限公司	RO	9	16 July 2021	28 February 2022
Valuable Asset Management Limited 華盛資產管理有限公司	RO	4	16 July 2021	28 February 2022
Valuable Asset Management Limited 華盛資產管理有限公司	RE	9	28 June 2021	16 July 2021
Valuable Asset Management Limited 華盛資產管理有限公司	RE	4	28 June 2021	16 July 2021
Valuable Capital Limited 華盛資本証券有限公司	RO	9	01 November 2019	23 June 2021
Valuable Capital Limited 華盛資本証券有限公司	RO	4	01 November 2019	23 June 2021
Ocean Global Capital Management Limited 智川基金管理有限公司	RO	9	27 September 2018	02 July 2019
Ocean Global Capital Management Limited 智川基金管理有限公司	RO	4	27 September 2018	02 July 2019