SFC Licences of WEN Xiaoxin 温晓新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 06 April 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 17 November 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 November 2020 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 11 December 2019 | 20 September 2020 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 11 May 2018 | 20 September 2020 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 11 May 2018 | 27 March 2020 |