SFC Licences of CHEN Xiaoqing 陳小青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 11 March 2022 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 02 September 2020 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 02 September 2020 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 02 September 2020 | |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 16 May 2018 | 31 July 2020 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 16 May 2018 | 31 July 2020 |