SFC Licences of CHEN Xiaoqing 陳小青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 11 March 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 6 02 September 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 02 September 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 02 September 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 16 May 2018 31 July 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 16 May 2018 31 July 2020