SFC Licences of WANG Zhi Yu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 28 December 2021 | 28 September 2023 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 28 December 2021 | 28 September 2023 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 28 December 2021 | 28 September 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 17 October 2019 | 10 September 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 17 October 2019 | 10 September 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 October 2019 | 10 September 2021 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 25 May 2018 | 12 February 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 25 May 2018 | 12 February 2019 |