SFC Licences of NG Tsz Huen 吳梓烜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinomax Securities Limited 佳富達證券有限公司 RE 9 25 February 2020
Sinomax Securities Limited 佳富達證券有限公司 RE 4 25 February 2020
Sinomax Securities Limited 佳富達證券有限公司 RE 1 25 February 2020
Mason Securities Limited 茂宸證券有限公司 RE 9 04 September 2019 21 October 2019
Mason Securities Limited 茂宸證券有限公司 RE 4 04 September 2019 21 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 24 May 2019 21 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 28 December 2018 21 October 2019
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 14 November 2018 21 October 2019
Mason Securities Limited 茂宸證券有限公司 RE 1 14 November 2018 21 October 2019
Sinomax Securities Limited 佳富達證券有限公司 RE 4 08 June 2018 01 November 2018
Sinomax Securities Limited 佳富達證券有限公司 RE 1 08 June 2018 01 November 2018