SFC Licences of NG Tsz Huen 吳梓烜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinomax Securities Limited 佳富達證券有限公司 | RE | 9 | 25 February 2020 | |
Sinomax Securities Limited 佳富達證券有限公司 | RE | 4 | 25 February 2020 | |
Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 25 February 2020 | |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 04 September 2019 | 21 October 2019 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 04 September 2019 | 21 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 24 May 2019 | 21 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 28 December 2018 | 21 October 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 14 November 2018 | 21 October 2019 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 14 November 2018 | 21 October 2019 |
Sinomax Securities Limited 佳富達證券有限公司 | RE | 4 | 08 June 2018 | 01 November 2018 |
Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 08 June 2018 | 01 November 2018 |