SFC Licences of SONG Yulin 宋雨霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 May 2021 | |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 6 | 01 November 2019 | 20 April 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 01 November 2019 | 20 April 2021 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 1 | 30 September 2019 | 20 April 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 30 September 2019 | 20 April 2021 |
| Central China International Futures Company Limited 中州國際期貨有限公司 | RE | 2 | 11 January 2019 | 20 September 2019 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 01 November 2018 | 20 September 2019 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 20 June 2018 | 20 September 2019 |