SFC Licences of LIU Ka Tat 廖嘉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 02 December 2021 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 December 2021 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 13 September 2018 | 08 October 2018 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 25 May 2018 | 08 October 2018 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 May 2018 | 08 October 2018 |