SFC Licences of TAM Yui Chit Jeffrey 譚睿哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Corporate Finance Limited 英皇企業融資有限公司 RE 6 15 December 2023
Emperor Securities Limited 英皇證券有限公司 RE 4 26 October 2023
Emperor Securities Limited 英皇證券有限公司 RE 1 26 October 2023
Caitong International Capital Co., Limited 財通國際融資有限公司 RO 1 23 May 2023 04 July 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 1 23 May 2023 04 July 2023
Caitong International Capital Co., Limited 財通國際融資有限公司 RE 6 17 February 2023 04 July 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 4 17 February 2023 04 July 2023
Caitong International Capital Co., Limited 財通國際融資有限公司 RE 1 17 February 2023 23 May 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 17 February 2023 23 May 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 13 October 2022 31 January 2023
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 13 October 2022 31 January 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 13 October 2022 31 January 2023
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 13 October 2022 31 January 2023
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 27 September 2022 13 October 2022
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 27 September 2022 13 October 2022
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 15 October 2021 21 August 2022
Cinda International Capital Limited 信達國際融資有限公司 RE 1 03 September 2019 01 October 2021
Aristo Securities Limited 雅利多證券有限公司 RE 1 12 December 2018 07 August 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 25 May 2018 19 July 2018