SFC Licences of LI Mengyang 李夢暘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 28 September 2023
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 28 September 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 17 May 2022 28 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 13 December 2021 28 April 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 13 December 2021 28 April 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 December 2020 12 November 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 December 2020 12 November 2021
CLSA Limited 中信里昂證券有限公司 RE 1 01 December 2020 12 November 2021
CLSA Limited 中信里昂證券有限公司 RE 4 01 December 2020 26 July 2021
J.P. Morgan Securities (Far East) Limited RE 6 21 May 2018 31 May 2020
J.P. Morgan Securities (Far East) Limited RE 4 21 May 2018 31 May 2020
J.P. Morgan Securities (Far East) Limited RE 1 21 May 2018 31 May 2020