SFC Licences of LIU Ying 劉盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 25 September 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 25 September 2020
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 25 September 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 19 August 2019 11 September 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 16 July 2019 11 September 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 16 July 2019 11 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 23 May 2018 04 July 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 23 May 2018 04 July 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 23 May 2018 04 July 2019