SFC Licences of YANG Jie 楊婕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 22 July 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 14 February 2019 26 May 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 11 June 2018 05 February 2019