SFC Licences of XIONG Shuo 熊碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 12 January 2022 | |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 12 October 2018 | |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 12 October 2018 | |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 25 May 2018 | 20 June 2018 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 25 May 2018 | 20 June 2018 |