SFC Licences of DOU Jianjun 竇建軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RO | 4 | 06 April 2023 | |
| Open Securities Limited 開盤證券有限公司 | RO | 2 | 06 April 2023 | |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 06 April 2023 | |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 9 | 25 November 2022 | |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 25 November 2022 | |
| Open Asset Management Limited 開盤資産管理有限公司 | RE | 9 | 03 October 2022 | 25 November 2022 |
| Open Asset Management Limited 開盤資産管理有限公司 | RE | 4 | 03 October 2022 | 25 November 2022 |
| SunPlus Capital Limited 新領資本有限公司 | RO | 9 | 04 February 2021 | 31 July 2022 |
| SunPlus Capital Limited 新領資本有限公司 | RO | 4 | 04 February 2021 | 31 July 2022 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 | RO | 9 | 21 April 2020 | 28 July 2020 |
| Tian Yuan Finance Limited 天元金融有限公司 | RO | 9 | 23 October 2018 | 29 December 2019 |