SFC Licences of LEE Ching Man 李正文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 9 | 03 October 2023 | |
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 03 October 2023 | |
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 03 October 2023 | |
GLG Partners Hong Kong Limited | RE | 9 | 06 December 2022 | 02 October 2023 |
GLG Partners Hong Kong Limited | RE | 4 | 05 September 2022 | 02 October 2023 |
GLG Partners Hong Kong Limited | RE | 1 | 05 September 2022 | 02 October 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 04 June 2018 | 19 August 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 04 June 2018 | 19 August 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 June 2018 | 19 August 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 June 2018 | 26 July 2021 |