SFC Licences of YE Nan 叶楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 21 October 2020 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 21 October 2020 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 30 May 2018 | 25 September 2020 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 30 May 2018 | 25 September 2020 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 30 May 2018 | 25 September 2020 |