SFC Licences of QU Neng 瞿能

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 22 March 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 22 March 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 22 March 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 22 March 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 22 March 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 22 March 2022
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 05 June 2018 04 February 2022
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 05 June 2018 04 February 2022
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 05 June 2018 04 February 2022