SFC Licences of XU Zijian 徐子健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 10 January 2022 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 10 January 2022 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 09 February 2021 | 05 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 April 2019 | 05 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 08 June 2018 | 05 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 08 June 2018 | 09 February 2021 |