SFC Licences of ZHAO Ye 趙燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 23 May 2022 | |
Merrill Lynch Far East Limited | RE | 1 | 23 May 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 May 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 July 2018 | 18 March 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 July 2018 | 18 March 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 July 2018 | 18 March 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 17 July 2018 | 18 March 2022 |