SFC Licences of LIN Xiaorong 林晓榕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 29 September 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 September 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 29 September 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 October 2019 | 10 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 October 2019 | 10 November 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 03 October 2019 | 10 November 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 14 June 2018 | 08 July 2019 |