SFC Licences of STANSFIELD Michael A 譚明康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 18 January 2021 | |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 11 September 2020 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 11 September 2020 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 13 June 2018 | 21 August 2020 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 June 2018 | 21 August 2020 |