SFC Licences of KIM Min Jung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 01 September 2021 | 01 September 2022 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 01 September 2021 | 01 September 2022 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 19 April 2021 | 26 November 2021 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 19 April 2021 | 26 November 2021 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 06 May 2020 | 26 November 2021 |
| GFI (HK) Securities L.L.C. | RE | 7 | 01 April 2020 | 31 August 2021 |
| GFI (HK) Securities L.L.C. | RE | 2 | 01 April 2020 | 31 August 2021 |
| GFI (HK) Securities L.L.C. | RE | 1 | 01 April 2020 | 31 August 2021 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 19 June 2018 | 31 March 2020 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 19 June 2018 | 31 March 2020 |