SFC Licences of ZHOU Xinyuan 周歆媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 14 August 2023
Morgan Stanley Hong Kong Securities Limited RE 2 14 August 2023
Morgan Stanley Hong Kong Securities Limited RE 1 14 August 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 09 March 2021 03 May 2023
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 01 November 2019 24 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 2 01 November 2019 24 December 2020
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 03 October 2019 24 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 03 October 2019 24 December 2020
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 October 2019 24 December 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 25 June 2018 28 August 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 25 June 2018 28 August 2019