SFC Licences of SO Ka Wai 蘇嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Asset Management (Hong Kong) Limited | RE | 4 | 18 March 2021 | |
UBS Asset Management (Hong Kong) Limited | RE | 1 | 23 February 2021 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 25 July 2018 | 13 January 2021 |
FIL Investment Advisors | RE | 9 | 25 July 2018 | 02 January 2020 |
FIL Investment Advisors | RE | 4 | 25 July 2018 | 02 January 2020 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 25 July 2018 | 02 January 2020 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 25 July 2018 | 02 January 2020 |