SFC Licences of LI Qian 李乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 30 September 2020 | 31 May 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 30 September 2020 | 31 May 2023 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 30 September 2020 | 31 May 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 19 June 2018 | 08 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 June 2018 | 08 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 June 2018 | 08 September 2020 |