SFC Licences of LI Qian 李乾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 30 September 2020
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 30 September 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 30 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 19 June 2018 08 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 19 June 2018 08 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 19 June 2018 08 September 2020