SFC Licences of ZOU Mengtong 鄒梦桐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 03 January 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 03 January 2023 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 03 January 2023 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 04 November 2021 | 28 October 2022 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 02 September 2021 | 28 October 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 September 2021 | 28 October 2022 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 09 October 2020 | 06 August 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 09 October 2020 | 06 August 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 25 June 2018 | 23 September 2020 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 25 June 2018 | 23 September 2020 |