SFC Licences of TSOI Wing Mei 蔡穎䉠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anlly Asset Management Limited 安立資產管理有限公司 RE 9 20 April 2021 06 February 2022
Anlly Asset Management Limited 安立資產管理有限公司 RE 4 20 April 2021 06 February 2022
BOCI Securities Limited 中銀國際證券有限公司 RE 2 04 September 2019 12 February 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 04 September 2019 12 February 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 July 2019 17 July 2019
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 July 2019 17 July 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 26 June 2018 04 June 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 26 June 2018 04 June 2019