SFC Licences of LAU Wai 劉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 | RE | 9 | 09 March 2021 | |
| Get Nice Securities Limited 結好證券有限公司 | RE | 4 | 09 March 2021 | |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 09 March 2021 | |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 1 | 14 December 2020 | 31 December 2020 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 9 | 17 June 2020 | 31 December 2020 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 4 | 17 June 2020 | 31 December 2020 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 9 | 24 September 2019 | 14 May 2020 |