SFC Licences of LI En Tzu 李恩慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 9 | 23 June 2021 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RO | 4 | 23 June 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 November 2019 | 31 May 2021 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 28 October 2019 | 23 June 2021 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 28 October 2019 | 23 June 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 28 October 2019 | 31 May 2021 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 9 | 27 July 2018 | 08 October 2019 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 4 | 27 July 2018 | 08 October 2019 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 1 | 27 July 2018 | 08 October 2019 |