SFC Licences of LAI Yuying 賴玉莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 04 May 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 03 March 2021 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 03 March 2021 | |
| Tongfang Securities Limited 同方證券有限公司 | RE | 1 | 03 July 2018 | 08 November 2019 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 4 | 03 July 2018 | 08 November 2019 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 9 | 03 July 2018 | 08 November 2019 |