SFC Licences of LAI Yuying 賴玉莹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 04 May 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 03 March 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 03 March 2021
Tongfang Securities Limited 同方證券有限公司 RE 9 03 July 2018 08 November 2019
Tongfang Securities Limited 同方證券有限公司 RE 4 03 July 2018 08 November 2019
Tongfang Securities Limited 同方證券有限公司 RE 1 03 July 2018 08 November 2019