SFC Licences of HAN Xu 韓旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 25 August 2021 | 26 February 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2021 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 2 | 06 August 2018 | 17 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2018 | 17 August 2020 |