SFC Licences of TRAN Emile
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 January 2024 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 January 2024 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 July 2018 | 10 January 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 09 July 2018 | 10 January 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 09 July 2018 | 10 January 2020 |