SFC Licences of WONG Kwan Pang 黃坤鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 12 April 2021 13 March 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 12 April 2021 13 March 2022
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 March 2019 23 June 2019
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 26 March 2019 23 June 2019
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 26 July 2018 14 March 2019
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 RE 9 26 July 2018 14 March 2019
Head & Shoulders Securities Limited 聯合證券有限公司 RE 4 26 July 2018 14 March 2019