SFC Licences of WONG Kwan Pang 黃坤鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 10 April 2024 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 10 April 2024 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 12 April 2021 | 13 March 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 12 April 2021 | 13 March 2022 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 26 March 2019 | 23 June 2019 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 26 March 2019 | 23 June 2019 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 26 July 2018 | 14 March 2019 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 4 | 26 July 2018 | 14 March 2019 |
Head & Shoulders Asset Management Limited 聯合資產管理有限公司 | RE | 9 | 26 July 2018 | 14 March 2019 |