SFC Licences of ZHOU Xiaoli 周晓丽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 23 August 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 August 2022 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 July 2018 | 23 June 2022 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 09 July 2018 | 23 June 2022 |