SFC Licences of ZHANG Yan 張岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 18 June 2019 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 18 June 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 June 2019 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 18 June 2019 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 6 | 30 October 2018 | 22 April 2019 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 30 October 2018 | 22 April 2019 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 | RE | 6 | 30 October 2018 | 22 April 2019 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 | RE | 1 | 30 October 2018 | 22 April 2019 |