SFC Licences of ZHANG Yan 張晏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AB Capital Investment Limited | RE | 9 | 19 April 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 27 August 2018 | 09 January 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 August 2018 | 09 January 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 August 2018 | 09 January 2023 |