SFC Licences of NING Szu Wei 甯思維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 12 July 2018 05 September 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 12 July 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 12 July 2018