SFC Licences of CHEN Tianyi 陈天怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 18 May 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 May 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 27 August 2018 19 March 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 27 August 2018 19 March 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 August 2018 19 March 2020