SFC Licences of LIANG Yaoyuan 梁耀元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 22 September 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 22 September 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 22 September 2022 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 August 2020 | 14 September 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 August 2020 | 14 September 2020 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 11 September 2018 | 14 March 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 26 July 2018 | 14 March 2020 |