SFC Licences of MODI Alok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 11 January 2019 | 12 August 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 11 January 2019 | 12 August 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 August 2018 | 11 January 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 August 2018 | 11 January 2019 |